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REGULATORY AND PROFESSIONAL

Specialists in regulatory compliance for the professions

We aim to offer proactive compliance advice and assistance to professionals before the proverbial hits the fan – and when it does, can be relied upon to fight your corner:

For lawyers

• SRA Applications for Authorisation as a recognised practitioner, Legal Services Body, or Licensed Body (ABS) including change of status.

• SRA COLP/COFA authorisations and procedures.

• Legal Aid Agency applications and novation of contract and Compliance and audit management, category extensions and new accreditations under the Legal Aid Agency’s SQM etc.

• Practice mergers and acquisitions, Shareholders and Inward Investment Agreements, Partnership Agreements and advice on disputes in connection therewith.

• Consultants and Senior Solicitors (and other) terms of engagement.

• LEXCELv6 Practice Management Standards and LEXCELv5 International Practice Management Standards (incorporating compliance with the Code of Conduct, SARS and the Handbook).

• Drafting and management of client retainers/information, source/ marketing agreements, and agreements with medical reference agencies, claims management companies, insurers and others, and disputes in connection therewith.

• Drafting of general and matter specific Practice Manuals and case management procedures.

• Comprehensive risk management audits and reports.

• Management and investigation of complaints and Legal Ombudsman Service references.

• Legal disputes with insurers and sub-contractors, and guidance/ submissions on professional indemnity insurance matters and professional negligence claims.

• Guidance and submissions in respect of SRA audits, references to the SRA on inadequate professional service/breach of the Code of Conduct, and proceedings against practitioners and firms.

For accountants:

• Compliance procedures under ICAEW requirements and applications for licensing under the DPB Handbooks.

• Operations Manuals and Terms of Business.

• FCA applications for authorisation and compliance.

• Practice mergers and acquisitions, Shareholders and Inward Investment Agreements, Partnership Agreements and advice on disputes in connection therewith.

• Drafting and management of client retainers/information, source/ marketing agreements, and disputes in connection therewith.

• Senior Accountants (and other) terms of engagement.

• Management and investigation of complaints and ICAEW references.

For Claims Management Companies/Marketing Entities

• MOJ applications as an authorised claims management company and CAPR 2014 compliance for regulated claims management companies.

• Drafting of Introducer and Marketing Agreements with solicitors.

• Compliance with DPA and related legal requirements

• FCA/OFCOM/ICO references and investigations against claims management companies.

If you want to discuss your professional needs with us, we will happily explore these with you, without charge; will provide quotations on any immediate work which you may require assistance with.

Empathetic CAN DO advice and assistance!

Please feel free to contact Arshad Mahmood who is the head of this department

ash@taylorprice.co.uk

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HEAD OFFICE

 

308 Moseley Road

Levenshulme

Manchester

M19 2LH

LEEDS OFFICE

 

Roundhay Chambers

199 Roundhay Road

Leeds

LS8 5AN

0161 674 9800

info@taylorprice.co.uk

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Taylor Price Solicitors is a trading name of Taylor Price Legal Limited, a limited company registered in England and Wales. Company Registration No. 09781387 - VAT No. 246 3886 73

Registered Office 308 Moseley Road, Levenshulme, Manchester M19 2LH. Authorised and Regulated by the Solicitors Regulation Authority. SRA No. 630107.

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